FINRA Arbitration Attorney for Oil and Gas Private Placement Securities Investment Losses and Tenant in Common TIC 1031 Investment Property Loss Recovery

Please Attorney Daniel Bakondi contact by email:
danielbakondi@yahoo.com

Phone: (415) 450 – 0424
Fax: (415) 399 – 9608 

Attorney Bakondi has recovered millions of dollars in compensation for investors in non-conventional investments like oil and gas projects and Tenant in Common “TIC” 1031 investments in FINRA arbitrations.  

These investments may be highly speculative investments and only suitable for investors who are willing to risk and lose their entire principal.  However, because of the high commissions paid to brokers and financial advisors, many of these investments were recommended and sold to retirees, elderly, and unsophisticated investors who were not looking to speculate, and could not afford to lose their investment.

Such investments may take forms including:

• Private Placements
• Master Limited Partnerships (MLPs)
• Stocks or bonds
• TICs

• Exchange-Traded Funds (ETFs)
• Exchange-Traded Notes (ETNs)

Investments such as these oil and gas energy investments are the subject of current FINRA fraud warnings.  https://www.sec.gov/investor/alerts/ia_oilgas.pdf

Also see, Investment News: http://www.investmentnews.com/article/20160316/FREE/160319960/wave-of-finra-arbitration-claims-expected-from-bad-bets-on-energy

These investments often constitute a significant percentage of an investors portfolio constituting a failure to diversfy and overconcentration in addition to often a faulty product and failure to disclose  material facts.   Suitability concerns are also abundant.

There is also currently a rise in defaults of oil and gas bonds. 

Mr. Bakondi has helped investors recover millions of dollars for investments that are either reducing distributions, not paying distributions at all, or facing cash calls or other consequences.  It is often not the fault of management, but the broker and broker-dealer who failed to assess the risks, and sold an overpriced problematic investment without proper due diligence.  Most major brokerage houses never offered such investments to their clients.  Many broker-dealers who did approve such investments for sale to their customers did so through negligence or securities fraud. Such invetsments are often over-leveraged and not for conservative investors.  These can be high risk and volatile investments with unexpected pay structures.

Current investigations:

  • Credit Suisse

  • Avondale

  • RBC Capital Markets

  • Stifel

  • Merrill Lynch

  • Raymond James

  • Wells Fargo

  • BB&T Capital Markets

  • FBR Capital

  • Jeffries

  • Oppenheimer

  • JP Morgan

  • Deutsch Bank

  • Morgan Stanley

  • Barclays Capital

  • Needham

  • Robert W. Baird

  • UBS

Investments being investigated:

  • Mountain V Oil and Gas Investment

  • Wedbush Investments

  • Ridgewood Energy Fund

  • Atlas Resource Partners

  • Mewbourn Oil Investments

  • Peabody Energy

  • Chesapeake Energy

  • Reef Oil and Gas Development Fund III

  • Linn Energy

  • Arch Coal

  • Layton ENergy Wharton LP

  • Swift Energy

  • Alpha Natural Resources

  • Sandridge Energy

  • Bradford Drilling and Exploration

  • Texas Energy Exoro

  • Alliance Resource Partners

  • Cloud Peak Energy

  • Pinacle Partners

  • Seadrill

  • Natural Resource Partners

  • Transocean

90 Oil and gas bankruptcies 2015-2016 according to Haynes Boone:

WBH ENERGY PARTNERS 

IVANHOE ENERGY INC. 

DUNE ENERGY INC. 

BPZ RESOURCES, INC. 

QUICKSILVER RESOURCES 

LARICINA ENERGY 

SHORELINE ENERGY

ERG RESOURCES, LLC 

AMERICAN EAGLE ENERGY CORP. 

DUER WAGNER OIL & GAS 

SUN RIVER ENERGY 

PRIMERA ENERGY 

SARATOGA RESOURCES (HARVEST OIL & GAS) 

SEFTON RESOURCES

ARABELLA PETROLEUM 

MILAGRO OIL & GAS, INC. 

SABINE OIL & GAS 

LUCA INTERNATIONAL GROUP LLC 

SAMCO OIL, LLC  

BLACK ELK ENERGY OFFSHORE 

WALDRON ENERGY

WINDFIRE RESOURCES 

COGI LIMITED PARTNERSHIP 

ARMADA OIL INC. 

CONTINENTAL EXPLORATION, LLC 

SAMSON RESOURCES CORPORATION 

MILLER ENERGY RESOURCES, INC.  

AIX ENERGY INC. 

RAAM GLOBAL ENERGY COMPANY 

REPUBLIC RESOURCES, LLC  

ESCALERA RESOURC CO. 

PARALLEL ENERGY LP  

HYPERION EXPLORATION CORP.

SPYGLASS RESOURCES CORP.

ENERGY & EXPLORATION PARTNERS, INC. 

TRANSCOASTAL CORPORATION 

CUBIC ENERGY, INC.  

MAGNUM HUNTER RESOURCES CORPORATION 

NEW GULF RESOURCES, LLC 

SWIFT ENERGY COMPANY 

AURORA OPERATING, LLC 

MOG PRODUCING, LP 

ANTERO ENERGY PARTNERS, LLC 

EMKEY RESOURCES, LLC 

OSAGE EXPLORATION AND DEVELOPMENT, INC. 

GINGER OIL COMPANY 

PRIMROSE LA SARA, LLC 

ARGENT ENERGY TRUST

ARGENT ENERGY (U.S.) HOLDINGS, INC.

D.J. SIMMONS, INC. 

RMR OPERATING, LLC

NEW SOURCE ENERGY PARTNERS, LP 

VENOCO, INC. 

EMERALD OIL, INC. 

WHISTLER ENERGY II, LLC 

TERRA ENERGY CORP.

 7711 OPERATING COMPANY, LLC 

POSTROCK ENERGY CORPORATION 

BLUFF CREEK PRODUCTION, LLC 

AZTEC OIL & GAS, INC. 

HYDROCARB ENERGY CORPORATION 

ENERGY XXI LTD 

GOODRICH PETROLEUM CORPORATION 

TRINITY RIVER RESOURCES, LP 

PALADIN ENERGY CORPORATION 

MOSAIC ENERGY LTD

ULTRA PETROLEUM CORP. 

PACIFIC EXPLORATION & PRODUCTION CORP.

MIDSTATES PETROLEUM COMPANY, INC

CALERA GAS, LLC
AURORA GAS LLC
ANTERRA ENERGY INC.

CHAPARRAL ENERGY, INC. KINWEST 2008 ENERGY INC.

LINN ENERGY, LLC 

BERRY PETROLEUM COMPANY, LLC 

PENN VIRGINIA CORPORATION BREITBURN OPERATING LP
SANDRIDGE ENERGY, INC.
CONNACHER OIL AND GAS LIMITED

RICOCHET ENERGY, INC. 

INTERVENTION ENERGY HOLDINGS, LLC 

LINC USA GP 

ENDURANCE ENERGY LTD.

NORTHPOINT RESOURCES LTD.

WARREN RESOURCES, INC.

TAUREN EXPLORATION, INC. 

LGX OIL + GAS INC.

CORE RESOURCE MANAGEMENT, INC.

MAXUS ENERGY CORPORATION
TRIANGLE USA PETROLEUM CORPORATION 

ATINUM MIDCON I, LLC 

III EXPLORATION II LP
ATLAS RESOURCE PARTNERS, L.P.

HALCÓN RESOURCES CORPORATION

RINCON ISLAND LIMITED PARTNERSHIP BENNU TITAN LLC
NORTHSTAR OFFSHORE GROUP LLC

The Law Office Of Daniel Bakondi
870 Market Street, Suite 1157
San Francisco CA 94102 

Please contact by email:
danielbakondi@yahoo.com

Phone: (415) 450 – 0424
Fax: (415) 399 – 9608 

Please note that you are not considered a client until a formal agreement to take on your matter is entered into and No attorney-client relationship is created through this website.  You may not rely in any way the attorney and nothing constitutes legal advice nor legal opinion uness expressly stated.  Your issue may be time sensitive and may result in loss of rights if you do not obtain an attorney immediately. Attorney licensed to practice in California and California jurisdiction matters only, engages in FINRA securities matters nationwide, and may practice pro hoc vice or engage associate counsel for litigation matters nationwide.

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Attorney for suing your stock investment broker or financial advisor – lawsuits or arbitration?

If you have investment losses, especially large losses to your securities or retirement portfolio, it is difficult to know whom to blame. Maybe the market just went south? Maybe you just had bad luck?

Often times, losses that appear to be the result of market conditions or bad luck are actually a broker or financial advisor’s fault. Your broker will always appear very nice and helpful, and will never tell you what he or she may have done wrong to cost you an investment loss.

Only an experienced securities attorney can tell you what your broker did not disclose, what information he had about your investment, whether he was paid a special commission to recommend an investment, and whether he failed to diversify, warn of risks, or over concentrated too much of your investment in an investment or class of investments.

If you have millions in investment losses, please contact us by email to discuss your case.

Best,

Daniel Bakondi, Esq.

danielbakondi@yahoo.com

415-450-0424

The Law Office of Daniel Bakondi

870 Market Street, Suite 1157

San Francisco CA 94102

http://www.facebook.com/san.francisco.litigation.attorney
http://www.danielbakondi.com

IMPORTANT NOTICE: No attorney-client nor confidential relationship is created through this communication. Nothing communicated or provided constitutes legal advice nor a legal opinion unless it so specifies and written agreement for attorney services has been entered into. Attorney licensed in California only. Your issue may be time sensitive and may result in loss of rights if you do not act in time. Thank you.

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VW Volkswagen securities fraud lawsuit attorney for stock investment loss

September 27, 2015 San Francisco, California.

The securities litigation and arbitration law firm of Attorney Daniel A. Bakondi is investigating Volkswagen AG’s (VLKAY) or (VLKPY) misrepresentations, and may bring legal action representing certain investors. If you or your organization have over $1,000,000 (one million dollars) in losses from Volkswagen’s recent stock price drop, please contact our office. Institutional, organizational and large investors are especially encouraged to contact us to seek possible recovery of your loss, plus interest, and possibly punitive damages. Other law suits or class action law suits may affect your right to recovery, or only pay a small fraction of what you are entitled to.

News of violations from the U.S. Environmental Protection Agency recently left Volkswagen stock prices falling significantly. Reports of defeat devices in Volkswagen cars that intentionally manipulated emissions test results are to blame. Such intentional misconduct affecting stock prices is the precise purpose of civil state and federal securities laws designed to protect investors.

The lawyers of this law firm and our associates have decades of experience successfully representing investors in securities fraud law suits and arbitration cases, and have recovered millions of dollars in settlements and judgments for our clients. We often take cases on a contingency fee basis, meaning we only get paid a percentage of the fees we recover for you.

For more information, please contact attorney Daniel A. Bakondi, Esq.

Daniel Bakondi, Esq.
danielbakondi@yahoo.com
415-450-0424

The Law Office of Daniel Bakondi
870 Market Street, Suite 1157
San Francisco CA 94102

http://www.danielbakondi.com

IMPORTANT NOTICE: No attorney-client nor confidential relationship is created through this communication. Nothing communicated or provided constitutes legal advice nor a legal opinion unless it so specifies and written agreement for attorney services has been entered into. Attorney licensed in California only. Your issue may be time sensitive and may result in loss of rights if you do not act in time. Thank you.

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FINRA ARBITRATION ATTORNEY

FINRA Arbitration Attorney Daniel A. Bakondi, Esq. has recovered millions of dollars in settlements, awards, and judgments for investment losses, and has over a decade of securities litigation, arbitration, and investment loss recovery experience suing brokers and financial advisors, broker dealers, financial institutions, and other organizations.

FINRA Arbitration Attorney Daniel Bakondi

Regardless why you believe you have a significant investment loss, contact FINRA Arbitration Attorney Daniel Bakondi today to find out whether we may help you obtain a recovery.

FINRA Arbitration Attorney cases may be based on:
– Stock broker or investment advisor fraud or malpractice
– Investment advisory firm’s failure to do proper due diligence before recommending an investment
– Financial firm’s failure to properly match investment goals with risk and circumstances
– Company’s failure to disclose facts related to their organization, including related to stock price drops

FINRA Arbitration Attorney Daniel Bakondi focuses on recovery in large, complex, and high-profile investment loss cases.

Please contact securities arbitration attorney Daniel A. Bakondi today for a free evaluation of your options for recovery of your lost investment.

(415) 450 – 0424

danielbakondi@yahoo.com

The Law Office of Daniel Bakondi
Attorney Daniel A. Bakondi, Esq.
870 Market Street, Suite 1157
San Francisco CA 94102

This does not create an attorney client relationship or constitute legal advice. The law limits the time you have to take action. Attorney licensed in California and performs securities arbitrations nationwide.

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Investment fraud attorney, recovering a lost investment

Do you have millions in investment losses?

Attorney Daniel Bakondi focuses on recovery in large and complex investment loss cases. Having obtained millions of dollars in judgments and settlements in many types of securities litigation and arbitration matters, Mr. Bakondi’s focus is maximizing your recovery. Some cases can be taken on a contingency fee basis.

If a broker has committed fraud, or been indicted by a regulatory agency such as the SEC, and your investment has suffered, you may have a case against the responsible financial institution. Many investors are not even aware of which financial institution processed a transaction, or that such a firm had a responsibility to do due diligence before approving a product for sale. Brokerage firms registered with the Financial Industry Regulatory Authority are responsible for the conduct of their brokers.

Indictments of brokers such as Investors Capital Corp’s broker in Massachusetts, or the Michael J. Oppenheim and Alexandra Oppenheim case in which a JP Morgan Chase investment advisor was arrested (http://www.usatoday.com/story/money/business/2015/04/16/jpmorgan-investment-adviser-fraud/25891775/), or other investment clubs, may often give rise to civil liability against the financial institution that hired the broker and approved investment transactions.

If you have significant losses, please contact Mr. Bakondi today for an assessment of your options and investment loss recovery strategies.

(415) 450 – 0424

danielbakondi@yahoo.com

The Law Office of Daniel Bakondi
Attorney Daniel A. Bakondi, Esq.
870 Market Street, Suite 1157
San Francisco CA 94102

This does not create an attorney client relationship or constitute legal advice. The law limits the time you have to take action. Attorney licensed in California and performs securities arbitrations nationwide.

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Over-concentration and failure to diversify in investment loss cases

Over-concentration is when a financial advisor or broker recommends placing a significant portion of your investment portfolio into a single asset class or type of investment.

You may not notice a problem for years, until a shift in market forces, or a hidden defect of the investment reveals itself.

As a rule of thumb, not more than 20% of an investor’s assets should be in a single type of investment.

Over-concentration is related to failure to diversify, and will often reveal other problems with the sale of the investment. Often, the broker or financial advisor will violate other rules such as breach of fiduciary duty -for example: by over-concentrating the investor’s portfolio because he or she receives a higher commission for a certain type of investment. Failure to properly diversify an investment may also constitute professional negligence, and fraud.

If you have significant financial losses, please contact us today for a free consultation.

The Law Office of Daniel Bakondi

Attorney Daniel A. Bakondi, Esq.

870 Market Street, Suite 1157

San Francisco CA 94102

(415) 450 – 0424

danielbakondi@yahoo.com

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Securities and investment fraud attorney

If you have millions of dollars in unexpected investment losses, or a significant portion of your portfolio or retirement, Please contact us. Your broker or financial advisor will not tell you what rules, laws, and industry standards he violated – but we will.

Failure to do due diligence before approving an investment for sale, failure to diversify, “overconcentration” into one asset class, breach of fiduciary duty/breach of loyalty, failure to disclose all material facts and risks, and failure to properly assess the investor’s goals and recommend appropriate investments are very common breaches of the relationship of trust between investors and investment professionals. Securities transactions often involve misrepresented or undisclosed facts, risks or problems with the investment. Such acts may constitute securities fraud or investment fraud, stock broker fraud, broker misconduct, breach of fiduciary duty or other violations.

Mr. Bakondi’s practice involves an array of complex stock broker, financial advisor, and broker-dealer malpractice in both securities litigation and arbitration. Mr. Bakondi and his team seek investor compensation for:

Securities fraud lawsuits
Securitized real estate/tenant in common 1031 TICs investment losses
Non-traded REIT (real estate investment trusts) investment losses
Alternative investment and non-conventional investment losses
ETFs investment losses
Stock market losses
Loan funds, investment notes, bond funds, commodities, churning, options lost money
Stock price drop losses and stock manipulation
Stockholder rights violations
Auction rate securities
Oil/Gas TICs
Commodities losses
Complex derivatives
Penny stocks
Options
Sale of unsuitable, overly risky, or speculative investments arbitrations

Any other large investment or trading loss

Only a knowledgeable investment fraud attorney can tell you whether the broker breached industry practices and the law. Such breaches cost investors millions.

As a FINRA Arbitration Attorney, Daniel Bakondi brings dozens of lawsuits nationwide in court and FINRA securities arbitration for investment losses, and often recovers cash settlements for investors. FINRA Arbitration is a lower-cost dispute settlement forum created by the Financial Industry Regulatory Authority (FINRA) formerly NASD (National Association of Securities Dealers).

Mr. Bakondi also litigates matters involving unregistered securities and unlicensed sale of securities. For details, and an assessment of your case, please contact Mr. Bakondi for a consultation.

If your investment has suffered any dramatic and unexpected loss in value, whether stock, mutual fund, ownership of a corporation, interest in a reit,or other investment, based on any information or misinformation, you should be aware of the law regarding your circumstances.

Mr. Bakondi often takes many cases on a contingency fee basis, meaning he only gets paid a percentage of the cash recovery you receive.

The Law Office Of Daniel Bakondi
870 Market Street, Suite 1157
San Francisco CA 94102

Please contact by email:
danielbakondi@yahoo.com

For more information, also see

https://www.linkedin.com/in/securitiesattorneybakondi
http://www.linkedin.com/in/securitiesattorneybakondi

http://www.facebook.com/san.francisco.litigation.attorney
https://www.facebook.com/san.francisco.litigation.attorney

Phone: (415) 450 – 0424
Fax: (415) 399 – 9608

Copyright (c) 2013

This site was last updated June 6, 2015

Please note that you are not considered a client until a formal agreement to take on your matter is entered into and No attorney-client relationship is created through this website. You may not rely in any way the attorney and nothing constitutes legal advice nor legal opinion uness expressly stated. Your issue may be time sensitive and may result in loss of rights if you do not obtain an attorney immediately. Attorney licensed to practice in California and California jurisdiction matters only, engages in FINRA securities matters nationwide, and may practice pro hoc vice or engage associate counsel for litigation matters nationwide.

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