Recovering for a lost investment based on bad advice from broker or financial advisor

A focus of my practice is recovering for lost, poor, or underperforming investments.  These may include stock purchases, mutual funds, annuities, REITs, unconventional investments such as real estate, or any other type of security.

Brokers and financial advisors can be very adept at making you believe your investment is not performing due to market forces.  They may also be very kind and helpful, but for their bad advice.

Potential clients who come to me are often surprised by undisclosed commissions their advisors received, or that they received much higher commissions for a poorly performing investment than much safer ones they could have recommended.

Brokers have complex rules they must abide by in how they advise investors, none of which will they inform you that they violated.  Often, brokers and financial advisors will keep you hoping for years – long enough for the time to seek a recovery his or her potential malpractice to expire.

Investors are often surprised by the number and gravity of rules governing broker’s conduct in selling investments have been violated in some problematic investments.  Your broker need not have committed fraud in order for you to obtain a recovery from the supervising firm, that may have improperly approved a transaction in violation of FINRA rules.

If you have made an investment on the advice of a broker, and if you have lost significant moneys, or the investment is nor performing as promised, please contact my office by email for a free consultation.

If you have made a bad investment upon the advice of a broker or financial advisor, it may not be your fault.  Many investments have poor financials that reveal themselves years later.

If you have had a large percentage of your net worth in any investment, or have been advised to invest in investments late in life that turn out to be risky late, please contact my office.


Daniel Bakondi, Esq. 


The Law Office of Daniel Bakondi

870 Market Street, Suite 1157

San Francisco CA 94102

IMPORTANT NOTICE: No attorney-client nor confidential relationship is created through this communication. Nothing communicated or provided constitutes legal advice nor a legal opinion unless it so specifies and written agreement for attorney services has been entered into.  Attorney licensed in California only.  Your issue may be time sensitive and may result in loss of rights if you do not act in time.  Thank you.


About California Litigation Attorney

As a litigation attorney in California, I handle business, property, investment and securities fraud and negligence, including broker and financial advisor cases in court and FINRA securities arbitration.
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