Monthly Archives: December 2014

Over-concentration and failure to diversify in investment loss cases

Over-concentration is when a financial advisor or broker recommends placing a significant portion of your investment portfolio into a single asset class or type of investment. You may not notice a problem for years, until a shift in market forces, … Continue reading

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Securities and investment fraud attorney

If you have millions of dollars in unexpected investment losses, or a significant portion of your portfolio or retirement, Please contact us. Your broker or financial advisor will not tell you what rules, laws, and industry standards he violated – … Continue reading

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