Finra Arbitration Attorney | Investment Fraud Attorney


The FINRA Arbitration Law Firm of Attorney Daniel A. Bakondi Esq. represents investors and fights nationwide for every penny lost as a result of investment fraud and broker or financial advisor negligence.

We focus on:

If you have large scale losses to your securities or retirement portfolio, it may not be your fault. Your broker will never tell you what rules and laws he or she may have violated that may have caused your investment loss.  We will.

FINRA Arbitration Attorney Daniel A. Bakondi, Esq. has recovered millions of dollars in judgments, awards, and settlements in lawsuits and claims against brokers and financial institutions, and is an experienced and passionate fighter for victims of financial fraud in litigation and arbitration.

Only an experienced securities attorney can tell you what your broker did not disclose, what information he had about your investment, whether he was paid a special commission to recommend an investment, and whether he failed to diversify, warn of risks, or over concentrated too much of your investment in an investment or class of investments.

Finra Arbitration is an alternative to court that has many advantages, and many claimants who bring actions against brokers and firms for investment losses never see the inside of a courtroom. Many matters are negotiated to resolution or resolved at an informal mediation.

FINRA Arbitration Attorney Daniel A. Bakondi, Esq. represents investment fraud and loss victims in all types of securities matters, including:
– Stock broker or investment advisor fraud or malpractice
– Investment advisory firm’s failure to do proper due diligence before recommending an investment
– Financial firm’s failure to properly match investment goals with risk and circumstances
– Company’s failure to disclose facts related to their organization, including related to stock price drops

We also practice securities litigation in state and federal court.

Contact for a consultation now.

Attorney Daniel A. Bakondi, Esq. 

The Law Office of Daniel Bakondi
870 Market Street, Suite 1157
San Francisco CA 94102

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IMPORTANT NOTICE: No attorney-client nor confidential relationship is created through this communication and this posting does not constitute legal advice.  Your issue may be time sensitive and may result in loss of rights if you do not act in time.  Thank you.

“Best of the Best: I hired Daniel a year and a half ago to help with an investment gone wrong. I felt him to be an attorney who is committed to justice and takes pride in all his endeavors. He has the integrity and dedication to follow through and make the process as painless as possible. Daniel guided me to a conclusion in a situation that was very difficult to do. I feel he is the best of the best of young and up and coming attorneys in the city.”M.F.

“Daniel Bakondi is an attorney who is devoted to his clients. He is knowledgeable, expedient, and meticulous about details. He is honest and provides his clients with a realistic evaluation of their expectations. He doesn’t waste your time. Daniel Bakondi is the attorney who will be in your corner all the way.” N.T.

FINRA Broker Disciplinary Actions Listed below:
Finra Disciplinary Actions


Finra Broker, Financial Advisor, and Broker-Dealer Disciplinary Actions



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