FINRA Broker Disciplinary Actions Listed below:
|The FINRA Arbitration Law Firm of Attorney Daniel A. Bakondi Esq. represents investors and fights nationwide for every penny lost as a result of investment fraud and broker or financial advisor negligence.
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If you have large scale losses to your securities or retirement portfolio, it may not be your fault. Your broker will never tell you what rules and laws he or she may have violated that may have caused your investment loss. We will.
FINRA Arbitration Attorney Daniel A. Bakondi, Esq. has recovered millions of dollars in judgments, awards, and settlements in lawsuits and claims against brokers and financial institutions, and is an experienced and passionate fighter for victims of financial fraud in litigation and arbitration.
Only an experienced securities attorney can tell you what your broker did not disclose, what information he had about your investment, whether he was paid a special commission to recommend an investment, and whether he failed to diversify, warn of risks, or over concentrated too much of your investment in an investment or class of investments.
Finra Arbitration is an alternative to court that has many advantages, and many claimants who bring actions against brokers and firms for investment losses never see the inside of a courtroom. Many matters are negotiated to resolution or resolved at an informal mediation.
FINRA Arbitration Attorney Daniel A. Bakondi, Esq. represents investment fraud and loss victims in all types of securities matters, including:
We also practice securities litigation in state and federal court.
Contact for a consultation now.
Attorney Daniel A. Bakondi, Esq.
The Law Office of Daniel Bakondi
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IMPORTANT NOTICE: No attorney-client nor confidential relationship is created through this communication and this posting does not constitute legal advice. Your issue may be time sensitive and may result in loss of rights if you do not act in time. Thank you.