Investment fraud attorney | recovering a lost investment

Investments sold by brokers, financial advisors, and broker dealer investment firms licensed by the Financial Industry Regulatory Authority (FINRA) are often recoverable.  FINRA offers an arbitration forum as an alternative to court that can be more efficient, effective, and faster than litigating in federal or state court.

If a broker has committed fraud, or been indicted by a regulatory agency such as the SEC, and your investment has suffered, you may have a case against the responsible financial institution. Many investors are not even aware of which financial institution processed a transaction, or that such a firm had a responsibility to do due diligence before approving a product for sale. Brokerage firms registered with the Financial Industry Regulatory Authority are responsible for the conduct of their brokers.

Indictments of brokers such as Investors Capital Corp’s broker in Massachusetts, or the Michael J. Oppenheim and Alexandra Oppenheim case in which a JP Morgan Chase investment advisor was arrested (, or other investment clubs, may often give rise to civil liability against the financial institution that hired the broker and approved investment transactions.

If you have significant losses, please contact Attorney Daniel A. Bakondi, Esq. today for an assessment of your options and investment loss recovery strategies.

Attorney Daniel A. Bakondi, Esq. 

The Law Office of Daniel Bakondi
870 Market Street, Suite 1157
San Francisco CA 94102

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IMPORTANT NOTICE: No attorney-client nor confidential relationship is created through this communication. Nothing communicated or provided constitutes legal advice nor a legal opinion unless it so specifies and written agreement for attorney services has been entered into.  Attorney licensed in California only.  Your issue may be time sensitive and may result in loss of rights if you do not act in time.  Thank you.

“Best of the Best: I hired Daniel a year and a half ago to help with an investment gone wrong. I felt him to be an attorney who is committed to justice and takes pride in all his endeavors. He has the integrity and dedication to follow through and make the process as painless as possible. Daniel guided me to a conclusion in a situation that was very difficult to do. I feel he is the best of the best of young and up and coming attorneys in the city.”M.F.

“Daniel Bakondi is an attorney who is devoted to his clients. He is knowledgeable, expedient, and meticulous about details. He is honest and provides his clients with a realistic evaluation of their expectations. He doesn’t waste your time. Daniel Bakondi is the attorney who will be in your corner all the way.” N.T.




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